Compliance Officer (Advisory)

Location
East Sussex, Bexhill-On-Sea
Salary
Negotiable
Posted
23 Aug 2017
Closes
20 Sep 2017
Ref
ES1416
Contact
Hastings Direct
Function
Operations
Contract Type
Permanent
Hours
Full Time

Do you have compliance experience? Are you looking to be a part of an ambitious, rewarding and vibrant working environment? Then look no further! We are currently recruiting for a Compliance Officer (Advisory) to join our headquarters in the seaside town of Bexhill based in East Sussex.

As a Compliance Officer (Advisory) you will:

  • Ensure that you are meeting customers' fair and reasonable expectations and provide fair outcomes.
  • Question and challenge peers and managers where processes and procedures do not meet these expectations and any activity that does not place customers' interests at the heart of how we do business.
  • Question and challenge peers and Senior Management where processes and procedures do not meet these expectations and any activity that does not place the customer's interests at the heart of how we do business
  • Responsible for the effective identification, management and reporting of risk within your area of responsibility.
  • Ensure there is appropriate debate, discussion and challenge of risks within your areas of responsibility.
  • Enhance the risk management culture within your team for the effective identification, management and reporting of risk within your area of responsibility.
  • Ensure completion of all training as mandated by the company and regulated by the FCA. Ensure that you achieve and demonstrate levels of competence required to fulfil job requirements

You will need to have:

  • A working knowledge of risk assessment and identification
  • To have a good understanding of the FCA requirements for insurance intermediaries
  • To have a good understanding of the DPA requirements for insurance intermediaries
  • A proven track record of working in a regulated environment
  • An understanding of working in a regulated environment
  • To have excellent organisation skills
  • To be able to communicate effectively at all levels

What you will receive in return:

  • Competitive base salary
  • £5000 car allowance
  • Access to our Hastings Direct rewards
  • 25 days holiday and public bank holidays
  • Life assurance
  • Pension